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Employee Benefit Plans

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EBP audit deficiencies found by DOL
Jun 25, 2026
168.4 KB
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Firm preparedness checklist tool
Jun 12, 2026
123.8 KB
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Peer review employee benefit plan audit engagement checklist
Apr 30, 2026
1.8 MB
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Common EBP audit deficiencies planning tool
Dec 16, 2025
115.7 KB
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EBP financial statement audit tool: Reviewing prohibited transactions
Feb 28, 2025
116.9 KB
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ERISA Section 103(a)(3)(C) audits resource center
Oct 01, 2023
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DC plan audit information request tracker tool
Oct 01, 2023
84.5 KB
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Documentation of use of a type 2 service auditor’s report tool
Oct 01, 2023
119.6 KB
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ERISA section 103(a)(3)(C) audits plan advisory
Jan 11, 2022
424.1 KB
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Conditions for plan management to elect an ERISA Section 103(a)(3)(C) audit
Nov 12, 2021
64.5 KB
Auditing fraud risk during a pandemic
AICPA DOL comment letter - annual reporting and disclosure
Nov 01, 2021
483.5 KB
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ERISA Section 103(a)(3)(C) audits of employee benefit plans primer
Aug 18, 2021
277.3 KB

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