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Statement on Standards in Personal Financial Planning Services

Mar 24, 2022 · 419.6 KB Download

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By clicking the link to AICPA Professional Standards (the Standards) you acknowledge and agree that (i) you have read and understand the terms and conditions of this website (see link at bottom of page) and (2) you will use the Standards only for your own professional or governmental purposes for which the Standards are intended.



CPA financial planners deliver expert insights on tax, estate planning, retirement, investment, and risk management strategies. The Personal Financial Planning Executive Committee (PFP EC) has issued Statement on Standards in Personal Financial Planning Services No. 1 (the standard) as a comprehensive guide and resource for Personal Financial Planning (PFP) Section members. The standard applies to all members providing PFP services and offers a detailed framework and guidance for upholding professional excellence and integrity.

The Personal Financial Planning Executive Committee (PFP EC) has issued Statement on Standards in Personal Financial Planning Services No. 1 (the standard) to provide guidance to members and a framework for delivering PFP services.

The framework of the standard covers the following topics:

  • General professional responsibilities

  • Responsibilities of members in PFP engagements

  • Planning the PFP engagement

  • Obtaining and analyzing information

  • Developing and communicating recommendations

  • Implementation engagements

  • Monitoring and updating engagements

  • Working with other service providers

  • Using advice provided by other service providers

Download the Statement on Standards in PFP Services

File name: sspfps.pdf

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