
SIFMA FMS and AICPA & CIMA National Conference on the Securities Industry
Join us for candid discussions, expert insights and latest developments in the securities industry.
Date
Oct 28 - Oct 29, 2026
Location
New York, NY
Product Number
SECUR26ON
The 2026 National Conference on the Securities Industry will gather senior executives, industry experts, and regulators in New York City to share unparalleled insights into accounting, auditing, regulatory requirements, the economy, AI, and more.
On Wednesday, October 28 and Thursday, October 29, hear from distinguished speakers as they discuss industry challenges and the priorities for the year ahead. You will have the opportunity to engage in meaningful conversations and network with CFOs and accounting professionals from across the securities industry.
Hosted by AICPA & CIMA and the SIFMA Financial Management Society (SIFMA FMS).
Program topics include:
- Accounting and economic updates
- Insights from leaders, including the Broker-Dealer CFO Panel
- The financial industry analyst perspective
- A one-on-one conversation with the FASB
- Artificial Intelligence
- Q&A session with representatives from the SEC, FINRA and CFTC
- And more!
WHY ATTEND
- Expert Insights – Gain insight from senior industry executives, regulators, policymakers, chief economists, and subject matter experts.
- Candid Discussions – Hear the latest accounting, risk management, and regulatory updates. We'll also explore hot topics such as AI.
- CPE Credits – This program is eligible for Continuing Professional Education (CPE) credits. Details will be provided closer to the conference.
Please note:
CPE credit is only available to those that attend the Conference in-person or via the Live Webcast on October 28–29, 2026, and submit the CPE tracker. Instructions on submitting the tracker to receive credits will be provided to in-person attendees on-site at the Conference and to virtual participants via an email from SIFMA Conferences the day before the Conference starts.
PRICING AND REGISTRATION INFORMATION
Special pricing is available for AICPA Members. Please use code AICPA2026 upon registration.
SIFMA Member:
- $1,195 - Early Bird (Expires Sept. 18, 2026)
- $1,325 - On Site
- $1,325 - Live online
Nonmember Rate:
- $1,545 - Early Bird (Expires Sept. 18, 2026)
- $1,700 - On Site
- $1,700 - Live online
Regulator Rate: $675
Are you an AICPA Member? Special pricing is available: please contact SIFMA Conferences for details.
Have a registration question? Contact SIFMA Conferences.
New York Law School
185 W Broadway
New York, NY 10013
Group ordering for your team
2 - 4 registrants
Save time and register your team. You will receive an order summary receipt upon checkout. Questions? Use our chat feature, call 888-777-7077 or email service@aicpa.org
5+ registrants
We can help with group discounts. Email groupconference@aicpa-cima.com
Or call 1-800-634-6780 (option 2)
The Association is dedicated to removing barriers to the accountancy profession and ensuring that all accountancy professionals and other members of the public with an interest in the profession or joining the profession, including those with disabilities, have access to the profession and the Association's website, educational materials, products, and services.The Association is committed to making professional learning accessible to all product users. This commitment is maintained in accordance with applicable law. For additional information, please refer to the Association's Website Accessibility Policy. As part of this commitment, this product is closed-captioned. For additional accommodation requests please contact adaaccessibility@aicpa-cima.com and indicate the product that you are interested in (title, etc.) and the requested accommodation(s): Audio/Visual/Other. A member of our team will be in contact with you promptly to make sure we meet your needs appropriately.